Thierry Valat de Cordova serves as General Counsel and Chief Compliance Officer at Dominion Capital and its affiliates, RD Advisors and Alt Lending, and is a Managing Director at Pickwick Capital Partners. With over 20 years of experience in legal and compliance, he has advised external and internal clients in the United States and internationally on compliance and regulatory matters, financings, bankruptcies and other special situations, acquisitions, commodities and securities trading, HR, real estate, blockchain, AI and intellectual property matters.
Prior to joining Dominion Capital, Mr. Valat de Cordova was Executive Director at Natixis North America, and Chief Compliance Officer and legal counsel at two registered investment advisers. He also served as an attorney at Bank of America, Wellington Management and Weil, Gotshal and Manges, and as an intern in the enforcement division of the Securities and Exchange Commission.
Mr. Valat de Cordova earned a BA in mathematics summa cum laude from UC Berkeley and a JD from Harvard Law School. He is a FINRA-Registered Representative at Pickwick Capital Partners.